The first federal copyright law was enacted in 1790 and it is still the template for American copyright law today. Copyright law continually has to adapt to new technology that leads to new modes of expression.
Definition (Copyright Act, 17 U.S.C. Section 106: Copyright holders have exclusive right to)
to reproduce the copyrighted work in copies or phonorecords;
to prepare derivative works based upon the copyrighted work;
to distribute copies or phonorecords of the copyrighted work to the public by sale or other transfer of ownership, or by rental, lease or lending;
in the case of literary, musical, dramatic and choreographic works, pantomimes, and motion pictures and other audiovisual works, to perform the copyrighted work publicly.
in the case of literary, musical, dramatic, and choreographic works, pantomimes, and pictorial, graphic, or sculptural works, including the individual images of a motion picture or other audiovisual work, to display the copyrighted work publicly; and
in the case of sound recordings, to perform the copyrighted work publicly by means of a digital audio transmission.
Because copyright is provided for in the Constitution, it is an exclusively federal law. Most of what will be discussed ahead will be either the Copyright Act at 17 U.S.C. 101 & 102 et seq, federal case law, fair use at 17 U.S.C. 107, or the DMCA at 17 U.S.C. 512.
Important (Court Acronyms)
“CDCA” refers to federal trial court in Los Angeles: the Central District of California.
“SDNY” refers to federal trial court in New York City: the Southern District of New York.
Because copyright is a federal law, almost all these cases get litigated in federal court. Only the federal courts have jurisdiction over copyright. State courts usually have overlapping jurisdiction with a federal court, but not when it comes to copyright.
Obtaining Copyright & it’s Protection
An innovative part of the American copyright law is that an author actually doesn’t need to do anything to establish copyright in their work other than recording it in a tangible medium. Copyright protection is attached to everything you create from the moment of creation as long as you meet certain requirements. If you have a blog post or a YouTube video, this means you own the copyright to that blog post or that YouTube video even if you don’t put that copyright notice © on it. By registering your work with the copyright office, you get the ability to sue people for infringement and the ability to recover attorneys fees in some circumstances so if you’re going to file a lawsuit, you should think really strongly about registering your work with the Copyright Office.
Definition (17 U.S.C. Section 102(a) of the Copyright Act)
Copyright protection subsists… in original works of authorship fixed in any tangible medium of expression, now known or later developed, from which they can be perceived, reproduced, or otherwise communicated, either directly or with the aid of a machine or device.
So there are two requirements you need to keep in mind.
- The work must be an original work of authorship.
- It must be fixed in a tangible medium of expression.
For example, a literary work which is anything expressed in letters, numbers, or symbols. The source code for a computer program is also considered a literary work under this section. When the work is one of fiction, it’s plot, characters and other aspects of the book can be copyrighted in addition to the actual text itself. Original musical compositions and dramatic compositions like plays are both covered as a literary work. Sound recordings are covered by a separate copyright. Artwork like sculptures, paintings and graphic arts are given copyright protection as are audio visual works like film, television, and material that combines both video and sound components such as a YouTube video. Choreography is covered by copyright law as long as the choreography is fixed through recording or some form of notation that allows it to be viewed or read in some tangible way.
Original Work of Authorship
All the works listed in the Copyright Act are considered original works of authorship. The word original is not defined in the Copyright Act, instead we have to look to the courts to determine when a work has enough originality. Courts themselves have created all kinds of test and factors to determine whether something is considered an original work of authorship.
There are two big factors that are required in order to meet the originality test for copyright, whether the work was an independent creation and whether it contained a “quantum/modicum of creativity”.
What is “original”
Solution (FEIST PUBLICATIONS v. RURAL TELEPHONE SERVICE COMPANY. INC 499 U.S. 340 (1991))
FEIST Publications was a company that specialized in publishing the white pages all over the region of Kansas. Rural refused to license its pages to FEIST, so FEIST simply copied all of the white pages without Rural’s permission. Now some of the listings were altered, they were fake listings so Rural could know if anyone actually copied all of the names and numbers in the phone book because they purposely put them there to test to make sure that if anyone put that in their own white or yellow pages they would know.
So the Supreme Court had to decide whether the copyright in a telephone company’s directory protected the names, towns, and telephone numbers copied by another telephone directory company. The justices decided that the information in Rural’s directory was not copyrightable, it lacked originality. The information just didn’t show originality because the company didn’t organize or display the information in any original way. It was just the white pages, a list of names and phone numbers hence a list of facts.
The Court defined originality as requiring only that the work be independently created by the author and that is possess “at least some minimal degree of creativity.” often this is called a Modicum of creativity. The Court also mentioned that this was a very, very low bar, a work need only “possess some creative spark no matter how crude, humble or obvious it might be”.
Solution (MAGIC MARKETING v. AMERICAN PAPER 634 F. Supp. 769 (W.D. Pa. 1986))
In this case the court had to decide whether envelopes, forms and letters showed sufficient originality to be protected by Copyright Law. Magic Marketing created envelopes with the word, Telegram, Gift check enclosed and priority message contents require immediate attention and put them on a envelope. American Paper, a different company that sold the same items to their customers, prompting Magic Marketing to sue for copyright infringement over those specific words and phrases on an envelope.
Now in this case, the court ruled that Magic Marketing, because the envelopes and form letters did not exhibit a minimal form of creativity were not copyrightable. The forms using phrases like Telegram, Gift check enclosed were simply common stock phrases or words and listing the contents of an envelope on a package like a listing of ingredients is not protected by copyright regulations. Envelopes are not considered pictorial, graphic or sculptural if they fail to embody a minimal level of creativity.
The court held that short phrases and basic shapes (black stripe on a form letter) that do not exhibit minimal creativity are simply not protected by the law.
Solution (JOHN MULLER CO v. NEW YORK ARROWS SOCCER TEAM 802 F.2d 989 (8th Cir. 1986))
A designer tried to copyright a logo that he created for the New York Arrows Soccer Team. The logo consisted of four angled lines which form an arrow and the word arrows in cursive scripts below the arrow. The appeals court affirmed a lower court ruling that the design did not show sufficient creativity to be protected. In essence the problem was that the logo compromised of basic shapes, and that wasn’t enough to be copyrightable under the law.
Solution (ETS-HOKIN v. SKYY SPIRITS 225 F.3d 1068 (9th Cir. 2000))
The court dealt with whether the very basic shape of a Skyy Vodka bottle could be copyrightable. In that case, a photographer was hired to do promotional shots of vodka bottles. After he took the photos of the Skyy Vodka, the blue bottle, he retained the rights to those photos. Skyy was unhappy with those photos so they hired a new photographer who took some very similar photos. When the original photographer saw the new photos, that Skyy used his promotional materials, he said that they were almost identical to his own photos.
The court held that the photographer’s original shots of the vodka bottle were in fact original works of authorship entitled to copyright protection. The three photos here that met the FEIST threshold for copyrightablity because the author created them and there was at least some minimal degree of creativity in selecting the composition but this wasn’t the end for this case.
The case was appealed again, and this time it tested whether the shots used by Skyy Vodka actually infringed on the photographer’s copyright. The court explained that although photographs are copyrightable, in cases like this, the copyright protection is weak and limited by the doctrines of merge and scenes a faire. This is sometimes called a “thin copyright”.
Under the merger doctrine courts will not protect a copyrighted work from infringement if the idea underlying the work can only be expressed in one way. In such an instance, it’s said that the idea and expression merge and the shots used by Skyy Vodka did in fact look very similar to the photographer’s three original promotional shots because there’s only so many ways you an take a photograph of a vodka bottle and as the court pointed out these two sets of photos were as different as they could actually be given that the subject matter is going to be the same.
The lighting was different, the angles were different, the shadows and highlights were different as were the reflections in the background. The only constant was the bottle itself, so the original photographer couldn’t get a copyright on every time you took a photo of a Skyy Vodka bottle hence the court held that Skyy’s secondary photographs were not infringing of the first.
Independent Creation
The other part required for originality under the copyright law. Original authorship requires that you independently create the work in question, which means that you’re not taking the expression of somebody else and using it in your own work. Independent creation is also a defense to copyright infringement, if you happened to happenstance to create the same work as somebody else, that can be a defense to copyright infringement.
It’s up to the person who is accusing you of copyright infringement to prove that you had the access to the work that was supposedly copied and that you did intend to take elements from the one work and put them in a new work. It is both an affirmative defense and also a requirement that you independently by yourself, come up with this new expression that’s going to get copyright protection.
Imagine you took a photograph of a lighthouse and unknown to you, another photographer is just a few feet away, hiding in the bushes, and takes the exact same photograph at the exact same time. Then you both go to publish the photo. Who owns the copyright and who is infringing on the copyright?
The answer is that each photographer owns the copyright in their respective photos because they independently created them. Neither infringed copyright because they didn’t copy each other, they just happened to be coincidentally be very close to together and took what looks like the same exact photograph at the same exact time. Besides that, how many different ways are there to photograph a lighthouse, there’s only so many.
Summary
Originality requires both:
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Independent creation (i.e not copied) and
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At least some minimal degree of creativity (i.e a modicum of creativity)
The Copyright Act originally referred only to “fine art” but that was taken out in 1909 so now almost anything in art. Your own selfies for example are art for the purposes of copyright.
Fixation in a Tangible Medium
This is the second requirement for most things to get copyright protection. Compared to originality, fixation in a tangible medium is actually pretty easy. U.S Copyright Law is unique because it only protects things which are fixed in a tangible medium. There is no fixation requirements in many European countries which protect fixed and unfixed material.
A work is fixed in a tangible medium of expression “when its embodiment in a copy or phonorecord, by or under the authority of the author, is sufficiently permanent or stable to permit it to be perceived, reproduced, or otherwise communicated for a period of more than transitory duration”.
In contrast, simply saying something in public does not grant copyright protection. Imagine someone giving a speech on a sidewalk without notes, they aren’t eligible for copyright protection but if someone recorded that with a cell phone, copyright does attach to that recording. A song is fixed in a tangible medium when it is recorded. A computer program is fixed once it is put on a computer and stored in memory and most importantly, videos recorded and uploaded to YouTube or any platform also count including uploads to SoundCloud as well.
Limitations on Copyright
Copyright doesn’t protect everything nor do copyright protections last forever. The law imposes limitations on what can be copyrighted and for how long. Under modern law, most copyrighted material created after 1978 is copyrighted for the life of the author plus 70 years
Solution (WILLIAMS v. GAYE No. 15-56880 (9th Cir. 2018))
Marvin Gaye vs Robin Thicke was a case over the song Blurred Lines, where even though Marvin Gaye had passed away years ago, his family was still able to prosecute his copyrighted songs against Robin Thicke.
For corporate authorship, the expiration date is 95 years after publication or 120 years from the date of creation. However, once a copyright expires it falls into what’s called the public domain. Works in the public domain are not subject to copyright limitation which means that anyone can use the theme or the expression itself like the language, the words, the melody for a song or a movie or a novel that’s in the public domain for whatever purpose you want.
You might think that copyright protection for the life of the author plus 70 years is a is a long time and you definitely would be right about that. The copyright duration has been successively lengthened in the 20th century largely because of one company, Disney.
In the Copyright Act of 1790, the CR protected works for 14-years and was renewable for one additional 14-year term, if the author was alive at the end of the first 14 years. By 1831 it was changed to 28 years with a 14-year renewal and in 1909, copyright duration became 28 years with a 28-year renewal period. But for the last 70 years, Disney has been lobbying hard to continually extend the copyright term, mainly to protect the copyright protection of Mickey Mouse which has culminated in the current law that came by the way of the Sonny Bono Copyright Term Extension Act of 1998. Disney now has until 2023 to extend the copyright protection term once again. On January 1, 2024, after almost a century of copyright protection, Mickey Mouse, or at least a version of Mickey Mouse, entered the United States public domain.
Public Domain
When a copyright expires, it enters into the public domain, which means that anyone can use it. Being “public” and being in the public domain ARE NOT THE SAME THING. The public domain includes things that are out of copyright and never had copyright protection only. Anything made before 1923 is in the public domain but because of all the complicated copyright extensions (thanks Disney). If something was published after 1923 then it is a complicated question as to whether something is in the public domain or not. Now any works by the US Government are in the public domain, they cannot hold a copyright however they are allowed to commission works and license those works to others.
Facts & Ideas
Facts and ideas themselves are not covered by copyright law, generally you cannot copyright an idea, you can only copyright a tangible expression of that idea. For example, Charles Darwin who published his famous book on the Origin of Species that detailed his thoughts about evolution. Now his book itself was given copyright protection, but the scientific theory itself that life on Earth has evolved during the history of the world is not protected by copyright as it would’ve hindered scientific investigation and discoveries, that’s why facts and ideas are off-limits for copyright protection. Darwin would have received copyright protection over the actual words in a sequence that he strung together into the book on the Origin of Species so the underlying ideas themselves were not protected by copyright, but the actual expression contained in the book itself was copyright protected.
A person who invents something might get a patent on their idea but patents are a subject of a whole other area of law apart from copyright and the rights guaranteed are very different.
Stealing an Idea
One of the biggest copyright myths is that you can sue someone for stealing their idea. There’s a general rule of copyright law that not all legal copyright is actionable. In other words, just because you’ve copied something doesn’t necessarily means that you have committed copyright infringement. It depends on whether the thing you’ve copied received copyright protection itself.
Solution (SAHUC v. TUCKER 300 F. Supp 2d 461 (E.D. La. 2004))
A court had to decide whether two similar photos in a park was an example of copyright infringement or just an example of two different ways of expressing the same idea. The original photographer, Lewis Sahuc took a picture of the New Orleans St. Louis Cathedral, framed by the Decatur Street Gate and shrouded in mist.
Another artist, Lee Tucker was an experienced painter who admired Sahuc’s photograph. Tucker took his own picture of the same subject matter, the New Orleans St. Louis Cathedral, framed by the Decatur Street Gate but when Tucker released his photograph, Sahuc sued Tucker for copyright infringement because the photographs looked very similar.
The court however sided with Tucker stating “It is obvious to the Court that the two photographs depict similar ideas. Ideas, however, are never copyrightable. Only the original expression of the those ideas is protected by Copyright Law”. Although the photos were of the same subject matter, both the photos expressed two different kinds of artistic expression such as one was black and white while the other was colored, they were both taken at different times, one was taken at dusk and the other at dawn and one had the cathedral shrouded in mist while the other didn’t.
However it would’ve been copyright infringement if instead of Tucker taking his own photo of the cathedral, he found the photo that Hook took and then took a photo or made a copy of that photo. That in fact would be copyright infringement because he is copying someone else’s work and he’s not making his own work of a similar subject.
Generally speaking, there’s no such thing as stealing someone’s idea, there is a limited scope however but it’s such a rare exception that it’s not even worth talking about.
Ideas v. Character
Solution (NICHOLS v. UNIVERSAL PICTURES 45 F.2d 119 (2d Cir. 1930))
The first case to flesh out the copyright ability of characters where the famous Judge Learned Hand, declined to give copyright protection to insufficiently developed stock characters. Anne Nichols was a playwright who came up with the screenplay about a classic Romeo & Juliet tale, where a Jewish man marries an Irish Catholic woman going against their family’s wishes. Universal did a similar theme where an Irish Catholic boy fell for a Jewish girl and both the screenplay and movie were comedies.
Nichols sued Universal for copyright infringement, suggesting that the film utilize similar story elements as the play that she created herself. Judge Hand ruled against Nichols, stating that her characters weren’t well developed other than being Jewish & Catholic. The ideas that the movie allegedly copied were universal concepts rather than specific characters.
However, a California court reached the opposite conclusion in 1976 when the estate of Edgar Rice Burroughs sued Mann Theaters because they produced a film using the Tarzan character created by Burroughs in addition to other characters from his books like Jane, Boy & Cheetah. The court held that these Tarzan characters were flushed out in the copyrighted works and were therefore protected by the copyrights in those works.
Tarzan, for example, had distinctive traits that were seen across many different stories and the production company even used his name shortening it to Tarz in the motion picture but no one was fooled here. The court held that the Tarzan character was sufficiently developed and distinctive to be protected by copyright law. The court also held that the Tarzan character was not just an idea but a specific expression of that idea, which is what copyright law protects.
When weighing whether someone’s character is worthy of copyright protection, some courts also consider whether a character itself is somehow “the story being told.”
Solution (WARNER BROS. v. COLUMBIA BROADCASTING SYSTEM 102 F. Supp 141 (S.D. Cal. 1951))
he Ninth Circuit Court of Appeals came up with this test where the court actually held that Sam Spade of the famous Maltese Falcon story wasn’t that well-developed since he was just a vehicle for carrying the story forward. The Court denied copyrightablity since Spade was a “mere chessman in the game of storytelling.”
Many decades later, California District Court suggested that it was possible that the Ninth Circuit actually got the Sam Spade case wrong.
Solution (ANDERSON v. STALLONE 11 U.S.P.Q. 2d 1161 (C.D. Cal. 1989))
In this case the court had to decide whether Sylvester Stallone had stolen someone else’s idea for the plot of Rocky IV. Stallone was the writer and director of the original Rocky movie and the characters had always been his. However in the early 1980s, a screenwriter named James Anderson wrote an unsolicited 32-page treatment for the next Rocky movie. He met with MGM & Stallone himself, sharing the ideas.
Fast forward to 1984 when Stallone goes on the Today show to describe his ideas for his version of Rocky IV, Anderson watched the interview and thought it was obvious that Stallone had in essence stolen his ideas for the Rocky IV sequel. But Stallone wrote the script for Rocky for himself and did not credit Anderson or pay him any money. Anderson then sued for copyright infringement.
If Anderson had only described his idea for the movie to Stallone, there would be no case, because the idea has to be translated into a fixed, tangible format. Anderson’s 32-page treatment could be considered copyrightable, that’s almost certainly enough to meet the threshold for copyright protection as long as it was an original work. But that is where the rubber meets the road this case because the Court revisited the old Sam Spade case and held that all of the characters in the script were clearly delineated in extreme detail in the first three Rocky movies. They were all delineated by Stallone and Stallone himself had the copyright in the Rocky characters. The court wrote that the interrelationships and development of Rocky, Adrian, Apollo Creed, Clubber Lang and Paulie are all central to the three first Rocky movies.
Rocky Balboa is such a highly delineated character that his name is the title of all four of the Rocky movies and his character has become identified with specific character traits ranging from his speaking mannerisms to his physical characteristics. Anderson couldn’t copyright the story about the characters because they weren’t his to begin with.
The court also held that Anderson’s treatment which he pitched without being asked or hired essentially violated Stallone’s right to make derivative work from his existing characters. If you think this has implications for Fan Art, you are absolutely right which we’ll cover later.
You might also be wondering how Ryan Coogler was able to pitch a new Rocky movie called Creed to Stallone without running into the same problems. Coogler actually came up with a spin-off of Rocky that involved Apollo Creed’s son. He spent 2 years trying to convince Stallone to make what became the seventh film in the Rocky franchise.